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  • Pre-Philosophy: The Nine Lyricists

    Pre-Philosophy: The Nine Lyricists

    Author of the text: Friedrich Hohenstaufen
    Written in 2019

    Russian and Ukrainian versions

    After the above-mentioned five semi-mythical characters and poets of the “Cyclic” — follows the epoch of the “sages” (which, by the way, is very funny, because the word “philosopher” means a lover of wisdom, and “sage” therefore stands above “philosopher”). But the same “Cyclic” poets had other lyricist contemporaries, so before I go on to the “sages,” I will not overlook these men. Some of the early poets were direct contemporaries of the later Nine Lyrics and Seven Wise Men, but these two groups will be separated into separate sections, and we will begin with the lyricists who were contemporaries of Cyclic poets.

    Lyric poetry

    Of the elegiac poets known to us, Callinus of Ephesus (ca. 685-630) is considered one of the oldest. The only thing that has survived from his work is the call to defend the homeland, specifically the defense of “land, children and wife”, as well as another rather archaic in meaning poem, retold in prose by us in this way:

    «You can’t escape fate, and often the fate of death befalls a man who has fled from the battlefield. No one pities the coward, no one honors him; the hero, on the contrary, is mourned by the whole nation, and during his lifetime they honor him as a deity”.

    The same theme sounds no less vividly in the elegies of the Spartan poet Tirtheus (note 665-610), who encouraged the Spartan soldiers in their war with Messenia. Tirtheus ridicules cowards and fugitives in the same way; but it is interesting that when he lists heroic qualities, using the best heroes from the epic as examples, he finds them insufficient.

    Pride will serve both for the city and the people
    He who, stepping wide, will advance to the first rank
    And, full of perseverance, will forget the shameful flight,
    and his life and his mighty soul.

    To die in the first ranks for his native city — this is the supreme feat, and the main quality of the hero. The elegies of Tirtheus also contained an exposition of the foundations of the Spartan state system; they contain praise of Spartan institutions, myths sanctifying the structure of the Spartan community, and appeals to preserve the “good order”. Not surprisingly, these elegies were sung by Spartans even hundreds of years after the author’s death. Tirteus is Lycurgus in verse. But Tirteus himself did not write in the Doric language of the Spartans; he wrote in the Ionian dialect, which was the only acceptable language for the poetry of all Greeks at that time.


    The poetry of Archilochus (ca. 680-630) is more personal and subjective against their background, although it is presented from the same conservative primitivism; he praises his personal life, his military adventures, and his attitude toward friends and enemies. Archilochus lived a life of war, for he lived in a time of constant warfare of his native island against the Thracian tribes, and most likely for this reason he honored Ares as his god. However, despite all this, he treats the tradition somewhat ironically. Thus, for example, Archilochus writes about his exploits in the high-pitched Homeric style, but in the same style he suddenly tells about how in his flight he had to throw his shield (an unforgivable impertinence within the framework of aristocratic ethics).

    In addition, he is considered the founder of the literary iambic, which originated from folk “songs of denunciation” and within which one could pour out invective and mock one’s opponents (cf. battle rap). Archilochus even prided himself on his ability to repay evil for wrongs done to him. He can safely be called the first “battle-rap” in poetry; for example, the girl who refused to marry him, he calmly denounced with epithets whore. But what is much more interesting from the ideological point of view — Archilochus already posed the problem of the changeability of existence, in which everything depends on “fate and chance” (and where are the Gods?), at the same time, he recognizes the importance of human effort. This is already a significant worldview shift; and it is worth noting separately how much Archilochus is in tune with the philosopher Heraclitus, long before he was born.


    The poet Semonides of Amorg, a contemporary of Archilochus (and with him Tirtheus and Callinus), went even further along the path of developing these conventional-progressive features. His didactic poems are dominated by pessimistic reflections on the deceitfulness of human hopes, on the threats hanging over man: old age, disease and death. In the divine management of the world he sees nothing but arbitrariness. The conclusion of all this is to enjoy the benefits of life as long as possible. Along with this, a primitive and patriarchal trolling of women can be found with him, where he categorizes female characters by comparing them to different animals, and thus deducing the very origin of women, as a human species, from different animals. Semonides therefore “went further” very conventionally, and the reasons for this are very pessimistic and “negative”. He has come to criticize tradition only because tradition is no longer good enough for his conservative spirit. But, philosophically speaking, even in this cynicism about women, one cannot help but notice that in his mind it is quite permissible for man to have descended from animals, by, we must suppose, some evolutionary change. We will not say this for sure, but there is nothing impossible in such evolutionism, because only in some 50-60 years evolutionary ideas will already be set forth in the philosophy of Anaximander of Miletus.

    The motifs of pleasure are further developed in the next generation, for example in the Ionian Mimnermus (ca. 635-570), whom the Greeks considered the first poet of love. He is a contemporary of Sappho and of the early “nine,” but little is preserved of him, and we only know that he preached meditations on the transience of life and the importance of pleasure; and that legend reduces him to one of the “seven sages.” The story goes that, it is said that when Mimnermus wrote that a life of sixty years, unmarred by disease and problems, would be considered ideally lived, the sage Solon replied to him that it was better to replace sixty with eighty (certainly wise, but we would say even better with a century). We also know that Mimnerm wrote a poem about the founding of the city of Smyrna, and about the struggle of this city against the Lydian kingdom, which once again proves how easily hedonism can be combined with “high”, in this case with patriotism and historical, paramilitary themes.

    The Nine Lyricists

    As forerunners of the “philosophical turn”, we shall begin, perhaps, with the “lyricists”. The above-mentioned Cyclic epic, together with the classical epic, were the basis not only for painting and theater of the classical era, but also for the lyric genre of poetry, and, in principle, for all Greek art taken as a whole. Under this collective name “The Nine Lyricists”, we have reached a canon, i.e. a collection of authors recognized as the best among the lyric poets of ancient Greece, which was put forward by philologists in Hellenistic Alexandria as a worthy model for critical study. Only four of them concern the pre-philosophical era, and specifically in this article we will only touch upon them (the others for later).

    The first “pre-philosophical” four contemporaries of Thales include: Alcman, Sappho, Alcaeus and Stesichorus.
    The remaining five include Ivicus, Anacreontes, Simonides, Pindar, and Bacchylides.

    So far our reviews have listed about 25 names, each of which for the Greeks was on a par with Pythagoras, and in some cases could be quoted even more highly. With all this material both the “Sages” and the “Lyricists” were well acquainted; it was the intellectual foundation for all of them. Of course there were few more significant names; even in the same field of poetry, a dozen more names of importance to the Greeks could be added. On top of this could be superimposed as many as twenty names of various great politicians, whom the Greeks honored even much later, even in Plato’s time; and this is not even counting the sculptors, architects, and musicians known by name. But if from all this mass of names, which every educated Greek had to know (Thales, for example), to sift out the unimportant ones, there would still be a dozen names, from which consisted the minimum foundation of knowledge for the new generation of sages. And for the philosophical generation itself, i.e. the generation of Pythagoras, our “seven sages” and at least four of the lyricists are added to this impressive list.

    All this I bring only for the modest purpose that when studying ancient philosophy and art, the reader should realize the scale. In the history of philosophy, it is customary to “start with Thales,” but in fact there is much more behind him than Homer’s mythology alone.

    Alcman and Stesichorus — the foundation of future tragedians

    First among the “nine” chronologically is Alcman (2nd half of the 7th century B.C.), who was almost certainly descended from slave parents; he most likely came from Sardis, the capital of Lydia. Alcman is the first poet known from surviving fragments to have written songs for chorus. But, oddly enough, he lived and worked in Sparta in the period after the 2nd Messenian War. In Sparta, where Apollo and the virgin goddess Artemis were particularly revered — maiden choirs were especially common. For them, in addition to texts, Alkman created melodies and developed dance movements. He wrote mainly paeans (hymns to the gods), proomia (introductions to epic recitations) and parthenia (songs for female chorus). It was in Sparta, where Alcman was deeply revered for several centuries, that a monument was erected to him. The text of one of his songs has come down to us; it is composed of separate parts linked by formulas that define the end of one story and the beginning of another:

    1. Glorification of the ancient heroes of Sparta, the brothers Dioscurus, then the sons of Hippocoontes, slain by Heracles;
    2. Reflections on the power of the gods and the frailty of human life, and the moral precepts derived therefrom;
    3. Glorification of the chorus itself, which performed the Parthenios, its leader, and the individual members who performed the dance.

    From the largest surviving passage we learn a few secondary-playing but interesting details:

    «All of them, brave ones, my song will not forget. Fate and Poros (wealth) have broken those men, — the oldest among the gods. Effort is in vain.»
    Or another motif: “Blessed is he who spends his days with a cheerful spirit, knowing no tears”.

    Of course, we have seen similar motifs before in Archilochus, Semonides, and Mimnermus (the latter, by the way, crossed paths with Alkman for forty years of his life); but still, don’t these words look like something out of post-classical antiquity? Isn’t this “decadent Hellenism”? And yet, against the background of the gods, even the greatest mortals are mere “nothing,” and this archaic thought, dominates in various forms throughout Alkman’s writings. Man is not the center of his plots, and it is probable that nothing depends on the will of the mortal. Nor does Alckmann bypass Homer’s plots, and he certainly does not bypass the “Trojan War” with its mythological characters. Moreover, in all “nine” taken as a whole, these motifs are found more often than in the early lyricists (who, importantly, still alive caught the Cyclic poets). This is most likely due to the fact that the wretched “Alexandrian criticism” chose these authors as the “nine”, and mainly because they wrote on the motifs of Homer, the favorite of all these critics, and not because they wrote really well.

    But still it is worth recognizing that although he lives in Sparta, but his worldview almost does not stand out in its conservatism from the average representations of the ancient Greek, from the same Hesiod or Cyclic poets. And of the distinctly good sides we may single out his philosophical views, the very fact of their existence. As we have already seen in the lines above, Poros (wealth) and Fate were considered to be his first gods. Why exactly Poros is not clear, because it is difficult to explain the formation of all things from it. It is true that Alkman seems to separate these personified gods and God as the absolute creator. Poros and Fate arose from something, and this something turns out to be the disordered and unprocessed matter of all things (cf. the philosopher Anaximander’s apeiron), which has the properties of copper. The gods arise out of this matter because before there arises “someone who masters” all things, a demiurge named Thetis. This creator creates the gods of the lower order. From Poros arose a god named Tecmor (and they are used synonymously in the beginning-end pair of opposites). Perhaps these two deities were also used as synonyms of the Sun and the Moon. But then according to Alcman, they were preceded by the god of darkness. We know nothing more, but it is enough to see at least ideas about matter, form and demiurge even before Thales of Miletus has appeared on light.

    One particular trait of Alkman’s is noteworthy — he boasts that he can eat anything, especially “thesame as the people”; he is not ashamed of it. Interestingly, he generally emphasizes eating, drinking, and, most of all, girls and love pleasures; so it is not surprising that much space in Alcman’s poems is taken up by the god Eros. But, together with what has been said before, all this seems rather strange for a poet of Sparta. Alkman’s poetry seems to preach democratic ideals. And the weirdness doesn’t end there. Alkman is credited with a very lively and modern in its spirit and style epigram about Castor and Polydeucus. Despite the fact that these are Spartan heroes, and that he himself is a Spartan poet, Alcman seems proud to be a non-Greek tiller of the soil, and emphasizes his urban and metropolitan origins in one of the poems where he recalls Sardis as his home.

    Alcman resurrects the subjects of the “hedonistic” singers of the past, and again he has glimpses of the shortness of life, the omnipotence of fate (ananke), and even passages a little strange for a Greek man, along the lines of “if only a woman were to become me!”. We even find in him the lines: experience is the foundation of knowledge”; though, of course, here he means mere worldly experience (and we shall see a similar quotation in the maxims of Pherekides). In Alcmanus we shall also find motives of pacifism (“The iron sword is not above the beautiful playing of the kyphar”). All this modern criticism is accustomed to see as a generation of the later Hellenistic epoch. The more interesting, and even more significant in such a context, these old lyricists and sages look to us.

    How such conventionally progressive motifs are combined with a pro-Spartan direction, which is a striking exception to many dozens of other cases, is a question that has yet to be resolved.

    Map showing the political situation in Greece on the eve of the Classical period

    Like Alcmanus, we can also find motifs of pacifism in Stesichorus of Sicily (630-556). Although he himself was not averse to writing about heroic wars, especially from the Homeric myths, in his conservative and military pathos he sometimes reaches very stoic maxims, such as “it is useless and not at all necessary to weep for those who have died”. And let it not go beyond the old morality of the ancestors, or poetry of Tirtheus, and quite logical for a patriarchal and paramilitary worldview, and let the Stoicism itself does not claim to a high degree of intellectuality. But, nevertheless, if Stoicism is a philosophy (and it is), then finding analogies in the past can be a useful thing, especially if in the future we find Stoic references to the same Stesichorus.

    So, the Byzantine collection “Suda” attributes to Stesichorus 26 books (more than all other Greek lyricists combined), in which the main place was occupied by lyrical and epic poems (in content adjacent to the epic of Homer and the Cyclics; in them Stesichorus gives the processing of old stories in new forms and new interpretation). To the Trojan cycle of Stesichorus belong: “Helen,” ‘The Destruction of Ilion,’ ‘Returns,’ and ”Oresteia.” To the Theban cycle include “Eryphila” (named after the wife of a member of Seven’s campaign against Thebes), and “Europaea”. Of other epic poems are known “Hunters of the Boar” (about the hunt for the Calydonian boar), “Geryoneida” (about the campaign of Heracles to the far west, whence he led away Geryone’s herds of bulls), “Scylla” (about Scylla, which Heracles killed on his return from Geryon), ‘Kerber’ (about Heracles’ feat with Kerber), ‘Cycnus’ (about Heracles’ duel with the son of Ares, Cycnus, who was turned into a swan).

    When processing the plots found in Homer’s poems, Stesichorus sometimes gives them new versions, borrowing material partly from living folk legends, partly from lost literary texts. Thus, the myth of Orestes is developed by Stesichorus differently from the version presented in the Odyssey: in Homer’s Orestes, having killed his mother, only fulfills the duty of revenge, while in Stesichorus’s he is tormented by the torments of conscience as a mother-killer. He also has a version of the myth that Helen was carried by the gods to Egypt during the siege of Troy. Both of these versions, as well as a large degree of emotionality of poetry — formed the basis of the tragedies of Euripides. Also the love motif in Stesichorus is quite strong; suffice it to say, it is from him that the first pastoral idylls are derived.

    The poetry of Stesichorus was highly valued in antiquity. Thus, Dionysius of Halicarnassus reports that Stesichorus surpassed Pindar and Simonides in the significance of his plots, and in other respects combined the merits of both. And such a tragedian as Aeschylus — created his “Oresteia” under the influence of “Oresteia” Stesichorus. It was even claimed that “the soul of Homer lives in Stesichorus”. And the famous late-antique literary critic Pseudo-Longin called Stesichorus “the most Homeric” of poets, and Quintilian said that Stesichorus “raised on his lyre the weight of epic verse,” and added that “if Stesichorus under the excess of talent did not overstep the measure, he could be considered a worthy rival of Homer”. But in all these characteristics he adheres rather to the “Cyclics,” and looks like the last representative of them, though in manner of performance it is still a new lyric.

    Alcaeus and Sappho — a Romance in verse.

    The two central figures of lyric poetry of the pre-philosophical period are undoubtedly Alcaeus and Sappho. They lived in the same place, belonged to the same conventional political grouping and were direct contemporaries, with only a slight difference in age, and I will start, however, with the better known Sappho (c. 630 — 570 BC). She differs sharply from all her predecessors and contemporaries, and even later on few people managed to reach her level of lyricism. Against the background of other poets of her time, she stands out strongly with her more practiced style; better conveys passions and emotions, more and deeper reveals the very feeling of love. She also begins to have near-philosophical maxims reminiscent of the famous “sages”:

    «Wealth alone is a bad companion without virtue around. If they are together, there is no greater bliss.»
    “I love luxury; splendor, beauty, like the shining of the sun, charm me…”.

    Unlike most poets (who were men) Sappho writes about “typical femininity” and the experiences of a girl, so, for example, she is angry that a good guy fell for a “hillbilly” who does not even “know how to wear dresses”. There are also “philosophical” musings; apparently about what kind of guys one might like more:

    «Who is beautiful — he alone pleases our sight,
    Whoever is good — he himself will seem beautiful”.

    A Pompeian fresco, possibly depicting Sappho.

    Sappho’s lyrics are based on traditional folkloric elements; they are dominated by motifs of love and separation, set against the backdrop of bright and joyful nature, babbling brooks, smoking incense in the sacred grove of the goddess. All her poems are imbued with kindness, they concern weddings, dances and other easy joys. Traditional forms of cult folklore are filled with personal experiences in Sappho, the main merit of her poems is considered intense passion, naked feeling, expressed with extreme simplicity and brightness. Love in the perception of Sappho — a terrible elemental force, «sweet and bitter monster, from which there is no defense. Sappho seeks to convey her understanding through a synthesis of inner sensation and concrete sensory perception (fire under the skin, ringing in the ears, etc.).


    One of her poems reveals the essence of the provinciality of the Greeks, their sense of their periphery, their secondary status after the Ancient East, which Herodotus would later reveal perfectly. Thus, Sappho praises the very Lydian Sardes (which played a great role for Alkman), where one of her friends went to live. Her father Scamandronimus was a “new” aristocrat; being a member of a noble family, he did not farm the land, but rather was a merchant. In the middle of the 7th century BC, the royal power in Mytilene was abolished and replaced by an oligarchy of the royal Penfelid family. Soon the power of the Penfelids also fell as a result of a conspiracy, and a struggle for supremacy broke out between the leading aristocratic families. In 618 BC the power in the city was seized by a certain Melanchrus, whom the ancient authors call the first tyrant of Mytilene. Soon Melanchrus, through the combined efforts of the poet Alcaeus, his brothers, and the future tyrant of Mytilene Pittacus (by the way, included in the list of “Sages”), was overthrown and killed. The tyrant of Mytilene became their ally Myrsil, whose policy was directed against certain representatives of the old Mytilene nobility, and many aristocrats (including the families of Sappho and Alcaeus), were forced to flee the city somewhere between 604 and 594 BC. Until the death of Myrsil — Sappho was in exile and lived in Syracuse (between 594 and 579 BC), after which she was able to return to her homeland. According to legend, it was at this time that Alcaeus became infatuated with her.


    Alcaeus himself (c. 625-560), a poet who was a contemporary and compatriot of Sappho and the tyrant Pittacus, was also born in Mytilene. When the royal power in Mytilene fell and the first “tyrant” of the city, Melanchrus, came to power, Alcaeus himself was about 7-13 years old, Sappho was about five years older than him. Soon after these events Alcaeus, just coming of age, entered military service; and at this time there was a war against Athens, in which Mytilene was defeated.

    In the battle Pittacus, a comrade of Alcaeus, distinguished himself greatly, and in a key battle of the war Alcaeus himself escaped by throwing down his shield (if this verse is not a mere imitation of Archilochus’ verses). And when, after the participation of Alcaeus and Pittacus in the coup, a certain Myrsilus became the new tyrant of Mytilene, the position of Pittacus himself (a former ally of Alcaeus and one of the “seven sages”) changed after a while; he sided with the new tyrant and was his co-emperor for some time. When this happened, Alcaeus immediately attacked Pittacus in his poems, which in a poet may be considered the most offensive. The reply was not long in coming, and was not at all poetic, so Alcaeus had to flee from the city. He (like Sappho) was in exile at least until the death of Myrsilus (between 594 and 579 BC).


    Alcaeus also has a place for Homeric myths and divine power, but this is no comparison with Stesichorus. And what distinguishes Alcaeus from his contemporaries is that he is openly opposed to the tyranny of Pittacus (which is anti-aristocratic in character), and is concretely political in his poetry.

    “Our fate is in the balance: everything will be overturned upside down if he, the madman, takes power in the city…”.

    or

    «The predator seeks to reign,
    «He wants to reign, he wants to rule,
    «He’ll turn everything upside down
    «the scales are tilted. What are we sleeping?»

    He also composed hymns, one of which, “To Apollo,” is dedicated to the patron god of aristocrats. Though, to be fair, in the lines about drinking, he doesn’t mind “swearing an oath to Dionysus” either. When his conspiracy against Pittacus failed and he was banished, he began a streak of “whining”.

    Most of the poems of his so-called “Stasiotica” (rebellious songs) should be attributed to this period of exile, in particular the most famous ode-allegory about the “ship-state” and the no less famous “ode of arms”. While in exile, the aristocrats did not forget their intention to restore the old order in Mytilene and continued to intrigue against the city government. Finally, the party of the aristocrats gained such strength that the threat of their return to Lesbos in the form of a military invasion became real. Mytilene succumbed to fear; in 589 the city elected an esimnet, who became Pittacus; he was given a term of office of 10 years, was to strengthen the city and lead the democrats in a likely conflict with the aristocrats, whose leader was Alcaeus. About 585 B.C. (when Thales predicted the famous eclipse) Alcaeus, who had become the head of his party and was supported by the gold of the Lydians — returned to the island, but was again defeated in new clashes. Pittacus did not punish his old comrade and released Alcaeus (noting, in the words of Heraclitus, that “it is better to forgive than to avenge”), and he passed from the historical stage, living out his life in silence, according to legend, going to Egypt.


    In most of his poems Alcaeus merges with the spirit of Alcman, and in some places even more radically in favor of amusement and revelry. In him one can find a strange panchline about the romance of sea travel, and an ironic attack against those who fear the sea (incidentally, Pittacus disliked the sea). And what is most interesting, this ideological defender of aristocratic valor, not only glorifies wine, but also describes in verse how he fled in battle and lost his armor and shield. What could be more shameful for an aristocratic supporter? And is his temporary victory with the help of a bribe from the Lydian king a worthy thing to mention in several different verses? Along with this, another point is interesting; it turns out that Alcaeus’ brother served in the army of King Nebuchadnezzar of Babylon, which Alcaeus mentions in one of the verses; an aristocrat, serving as a mercenary!

    Another thing is also striking, referring to the legendary king of Sparta (by the way Alcaeus also paid tribute to Castor and Polydevk), we again get an unexpected outcome for the image of Sparta’s admirers:

    Thus said Aristodamus
    The sensible word in Sparta:
    «In wealth is the whole man;
    He who is good but miserable is nothing”.

    True, despite the atypical for Sparta denial of asceticism, the motive of this saying is rather that wealth is a sign of aristocratism, and this is quite consonant with the pro-Spartan support of the “high-born”. As for the famous affair between Alcaeus and Sappho, there is little or no information about it, and his own poems are absolutely nothing, and say only that he is very embarrassed in front of her and that he is an embarrassed “hick”. So later on Sappho responds to his poems quite appropriately:

    «Be thy purpose beautiful and high,
    Be not shameful what thou wilt say, —
    Ashamed, thou wouldst not lower thine eyes,
    Thou wouldst say what thou wilt

    The beginning of an open ideological conflict

    In the 580s and beyond, the poet of greatest interest to us is a younger contemporary of Epimenides and Mimnermus; Thales and Sappho — the aristocratic poet Theognides of Megara, exiled from his hometown by the radical democratic “revolution”. Among the instructions of Theognides there is, along with the traditional aphorisms about piety, reverence for parents, etc., a large number of poems on topical political themes; they represent one of the most striking examples of the aristocrat’s hatred of democracy. It is a compound of all that is most conservative of the poetry of Tirtheus, Callinus, and Alcaeus.

    For Theognides, slavery exists by nature; men are divided from birth into the “good,” i.e., aristocrats, and the “mean.” “Good” are automatically inherent in all possible virtues: they are brave, straightforward, noble; ‘mean’ are inherent in all vices: baseness, rudeness, ingratitude. However, the “mean” get rich and become in power, while the “good” are ruined and therefore the “noble” gradually turns into a “low”. In relation to the “mean” for the “good” all means are allowed. Theognides is a preacher of violence and cruelty, even outright hatred of all these “freighters” and “ship’s blacks”. He wants “a strong heel tocrush the unreasonable nobility, bend it under the yoke”. But he treats the “noble” no better, because the “noble” themselves are mired in greed and money fetishism. Theognides sharply condemns the marriages of aristocrats to “inferior” people for the sake of their money. He also wholeheartedly condemned the conflicts of the various clans of the aristocracy among themselves, seeing in this the weakening of their conventional “party”.

    Theognides, with his belief in the innate moral qualities of the “good” man, expectedly became one of the favorite singers of the Greek aristocracy; it preserved his poems, supplementing the collection with thematic poems by unknown authors. Theognides fit perfectly into the context of the paramilitary lyrics of Tirtheus and Callinus, which were to dominate the other authors of this new collection.


    A notable contemporary of Theognides was the satirical poet Hipponactus of Ephesus (ca. 580-520). Taken together, they seem to complete the early poetic history of antiquity and echo the new, philosophical generation. By the time of Hipponactus’ death, for example, Heraclitus, though only a 20-year-old youth, was already living.

    Hipponactus came from an aristocratic family; but he was banished from the city for attacking the local rulers; so he moved to Clazomenes (a town nearby, where the philosopher Anaxagoras would later be born), where he led the miserable life of a “jester and joker.” The dates of his life suggest that Hipponactus caught the capture of Clazomenes by King Croesus, as well as the fall of Croesus himself and the advent of the Persian monarchy. From the work of Hipponactus about 170 passages have survived, in which he depicts the life and life of the urban lower classes, without stopping and before frank naturalism. Other passages depict small artisans and representatives of the social bottom, spending time in the city nooks, suspicious pubs, hapless peasant or cunning artist, belonging to the same layer of “the dregs of urban society”, all of them engaged in dark deeds, often resolving disputes with the help of scolding and beatings. Hipponactus portrays himself as a half-starved ragamuffin, expressing his hostility to the aristocratic worldview. In this respect, he already reminds us of the outlines of the Cynic worldview.

    Several of his poems parodying Homer and the Homeric epic are consistent with this social position. A special place is occupied here by one hexametric fragment in 4 verses, probably from a heroic-comic poem, praising in Homeric epithets the monstrous appetite of a certain Eurymedontiad. These two passages prove that Hipponactus was not alien to the literary tradition (in addition to the fact that the extant fragments of poems themselves testify to the high level of his poetic training). The image he created of a beggar-beggar is most likely a mask designed to “epathetize” his listeners.


    In connection with Hipponactus (perhaps someone from his direction, but a little later) there arises a parody of a heroic epic called “The War of Mice and Frogs” (“Batrachomyomachia”), which we recommend to read in full. The subject of this parody is both the aristocratic heroics of the epic, its Olympian gods, and the traditional devices of epic style, beginning with the obligatory invocation of the Muses in the introduction. The frog king Vzdulomorda, carrying the mouse Krohobor on his back across the swamp, was frightened by a water snake, dived to the bottom and sank the mouse. Krohobor belongs to a distinguished family, has a whole pedigree. A war therefore breaks out between the mice and the frogs. Both militias are armed according to the epic pattern; namely, we are shown the gradual appearance on the stage of the armament of both sides in all sorts of detail (naturally of the “helmet — walnut shell” level). The Olympian plan, i.e. the council of the gods, is also introduced. The parody of the gods is extremely sharp and probably already ideologically connected with the philosophical criticism of mythology. Athena refuses to help the mice for reasons of extremely insignificant offense:

    The peplos were chewed then, which I worked on for a long time,
    Soft fabric I wove on a thin base.
    They turned it into a sieve! And the mender, for the sin of it, has come,
    He’s asking for interest, which is always depressing to immortals.

    And in general, the gods better not interfere:

    Gods! Let’s not interfere in their fights! Let them fight themselves,
    Let none of us be wounded by their arrows.
    Their power is daring, even with immortals.

    If the author is not Hipponactus himself, he is certainly one of the main inspirations for this magnificent poem.


    Thus Hipponactus forms together with Theognides a kind of contrast of opposite extremes. Of course, even before the aristocrats had their ideological poetry, and a vivid expression of this political conflict was the struggle between Alcaeus and Pittacus, but until now the anti-aristocratic (i.e. in essence already democratic) side did not have consistent supporters, and the opposition had only an accidental character connected with the personality of a particular poet.

    Hipponactus is a conscious opponent of aristocracy.

    In the images of Theognides and Hipponactus, the conflict between the aristocracy and the people finds its extreme expression, but still in its simplest form. The “philosophical turn” that would give this conflict more gravity was just beginning to emerge. The Greeks themselves considered the beginning of this turn to be the sayings of the Seven Wise Men, among whom was the famous Thales of Miletus.

  • The formation of classical theology

    The formation of classical theology

    Pre-Philosophy Cycle:

    • The beginnings of philosophy in India and China.
    • Eastern influence (Phoenician, Egyptian and Babylonian philosophy).
    • Mythological stage (compressed mythology).
    • Heroic stage (compressed stories about heroes).
    • Homeric period, Cyclic poets and Orphism.
    • Context, role of tyrants and kings.
    • Nine Lyrics.
    • Seven Sages.
    • Formation of classical theology — you are here.
    • Pre-philosophy (final paper).
    • The Conflict of Pindar and Simonides (taken out of the series, will post elsewhere).

    As we have seen, the author of the “Telegonia”, Eugammon of Cyrene, was a contemporary of Thales, and thus a contemporary of a full-fledged philosophy, the so-called “Canon”. Some of the Cyclic poets developed at the same time as the early “Nine Lyricists” or “Seven Sages.” All of them, from Homer to Eugammon, systematized Greek mythology and religion. However, their works were disparate; they were written by different people and at different times. Moreover, if we accept that Homer did not exist as a real person, then the work of many wandering poets had to be collected, recorded and systematized into a unified whole by someone. The ancient Greeks even gave the names of these systematizers. We call the result of their work “classical theology.” In the following sections we will deal mainly with metaphysical, i.e., philosophical theology, but “classical” will always be implied somewhere in the background as the most traditional form of worldview in Greece.

    The Theology of Wonderworkers

    Philosophy in Crete, where all Greek civilization actually began, was represented by Epimenides (ca. 640-570), who is also sometimes listed as one of the “Seven Wise Men”. He was born in Festus, and later lived in Knossos; ancient tales portray him as a favorite of the gods and a successful soothsayer. According to Aristotle’s already rationalized interpretation, it is believed that Epimenides did not predict the future, but only clarified the dark past (i.e., he was a historian). He was considered the author of the books “Genealogy of the Curetes and Corybantes”, a large book “Theogony” (5 thousand verses), “The Construction of the Argo” and “Jason’s Voyage to Colchis (6.5 thousand verses together). In addition, he wrote a prose book “On Sacrifices”, historical and political work “On the Cretan polity” and “On Minos and Radamantes”. When the Athenians after the rebellion of Kylon wanted to cleanse themselves from “Kylon’s curse”, they invited Epimenides to offer purification sacrifices (596 BC); and then Epimenides performed the sacrifices, and as a reward took only a branch from the olive tree dedicated to Athena, after which he concluded a treaty of friendship between the Knossians and the Athenians. That is, he acted as a Cretan diplomat and politician. It is believed that he became friends with the sage Solon and influenced the reforms of the Athenian state system, and taught the citizens of Athens to be more pious and moderate in their lives, for which he was highly respected by ordinary Athenians.

    In short, Empimenides fits perfectly into the context of the work of the Cyclic poets and Orphic theology. Stories of miracles are also associated with him. According to legend, Epimenides fell asleep as a young man in the enchanted cave of Zeus on Mount Ida and awoke only after 57 years (and somewhere around this time he was visited in the cave by the philosopher Pythagoras, in the process of his move to Italy). This myth formed the basis of Goethe’s “The Awakening of Epimenides”. According to another version, while in the cave, he fasted and stayed in prolonged ecstatic states, being on a special diet, which was so simple that from such food he did not even have excrement. Epimenides was therefore often cited as an exemplary ascetic. In any case, he left the cave in possession of “great wisdoms.” Among such wisdoms, Epimenides is credited with a verse on the deceitfulness of the Cretans (quoted in the New Testament from the Apostle Paul in Titus 1:12), cited long ago in logicians as an example of a vicious circle; it reads “All Cretans are liars.” Since Epimenides was himself a native of Crete, this statement becomes problematic. If we assume that the statement is true, then it follows that Epimenides, a Cretan, being a liar, told the truth, which is a contradiction. Thus we can see the rudiments of dialectic and sophistry as early as in “pre-Phalesian” literature.

    It is also reported about a special cosmogonic doctrine, which terminologically and in its meaning adjoins the cosmogony of the Phoenicians; for example, according to Epimenides, the world had two beginnings — Aer and Night (which, if we believe the extant evidence, were considered important beginnings by such Phoenicians as Sanhunyaton and Mochus). And according to one version, Epimenides is also credited with the words quoted by the Apostle Paul in his speech in Athens (according to other versions, Paul quotes the philosopher Cleanthes, or the poet Pindar): “for by him we live and move and exist, just as some of your poets said, ‘we are his and his kind’.” In principle, the ideas about “air” and “night” converge perfectly with Orphic theology, represented also by Pherekides, whom we will consider a little below.


    Besides Epimenides, another poet who was a little more than a generation older than him came from Crete, Phaletes of Gortyna (ca. 700-640), a contemporary of such lyricists as Tirtheus, Semonides, and Callinus. He was invited to Sparta as the founder (or reformer?) of the Hymnopedia festival, and as a teacher who prepared Spartan choirs to perform at this most important festival for the Spartans (traditional dating: 665 BC). Already at the end of antiquity, Boethius in his work “Fundamentals of Music” reports that the Spartans preserved beautiful music for a long time thanks to the activity of Phaletes, who taught their children the art of music, having been invited from Crete for a great reward. In other words, Phaletes laid the foundations of Spartan musical education, the very existence of which explains the long and stable Spartan superiority in the musical sphere throughout the Greek world. Some ancient testimonies have been preserved that Phaletes, using music, pacified the internal turmoil in Lacedaemon. These are, first of all, Fr. 85 of the Stoic Diogenes of Babylon and the Herculaneum papyrus with the text of the treatise “On Music” by the Epicurean Philodemus of Gadara; it is also mentioned in Plutarch’s “Moralia”. All this is very similar to the activities of Epimenides, which he allegedly conducted half a century later, so perhaps the myths about them simply intermingled. By the way, the already mentioned conservative poet Tirtheus lived in the same Sparta at the same time as him, which brings these early poets very close together.

    Similar to Epimenides and Phaletes is also Aristeas of Prokonnese (c. 7th century BC), a traveler and “miracle worker” about whom Herodotus tells. He wrote the «Arismapic Poems”, an account of the Hyperboreans and Arimaspes in 3 books (and thus was a historian and geographer). He also rewrote Hesiod’s Theogony, in prose form. This moment is not unimportant, because it shows the freedom in dealing with the “great” authors, having almost religious significance for the ancient Greeks. In addition, prose translations always hint at the fact that the text has a wide mass reader; as we know, the aristocracy is quite comfortable with reading the verse form. The primitiveness of the Orphic and Pythagorean worldview is symbolized in some way by their belief in the existence of Abaris , another diviner and priest of Apollo. Abaris is thought to have come from Scythia, or directly from the land of the Hyperboreans. According to legend, he did without food, and flew on a magic arrow given to him by Apollo himself, which is why the Pythagoreans called Abaris “Air-breathing”. He allegedly traveled all over Greece, where he healed diseases with a word alone. He also built the temple of Kora the Savior (Persephone) and composed all kinds of sanctifying and purifying incantations, so that once stopped the plague raging in Sparta (this again coincides with the same stories of “purification” associated with Epimenides and Phaletes). Such an early belief in itinerant hermit miracle-workers, against the background of the primitive folk theology of the Orphics and Dionysians, makes the appearance of Jesus seven hundred years later not so surprising.

    Theology in the poems of Pherekidus

    Adjoining the Orphic cosmo-theogony is the worldview of Pherekides of Syros (c. 580-499). This contemporary of the philosopher Anaximander was the author of a book called Cosmogony. His home island of Syros, near Delos (the center of the Greek cult of Apollo), was in relative proximity to Athens, and judging from his years of life he may well have been personally acquainted with many of the region’s figures, such as Simonides. Authors such as Clement of Alexandria and Philo of Byblos state that “Pherekides received no instruction in philosophy from any teacher, but acquired his knowledge from the secret books of the Phoenicians.” It is stated that he then became a disciple of Pittacus and lived on Lesbos. It is also mentioned that he traveled in Hellas and Egypt. This makes him yet another Greek who was simply transferring knowledge from the East to Greek soil.

    Pherekides is considered one of the first Greek prose writers (Aristeas, Epimenides and Anaximander could argue with this). Pherekides’ largest book, entitled Cosmogony, adjoins Orphism in its content and resembles the work of Epimenides. In his Cosmogony, Pherekides recognized the eternity of the initial trinity of gods: Zas (a variation of Zeus, the etheric heights of the sky), Chthonia (the maiden name of Gaea, the subterranean depths), and Chronos (time). Zas becomes Zeus as the bridegroom of Chthonia, who as Zeus’ bride takes the name of Gaea (hence another title of his work, The Confusion of the Gods). And in other words we can say that under the action of time in the marriage of earth and sky all our visible world came into being. Pherekid proclaimed the eternity of the originals of the universe. It is known that Pherekid’s work began with the words “Zas and Chronos were always, and with them Chthonia”. Therefore, in his “Metaphysics” Aristotle not in vain calls Pherekidus among those ancient poets-theologians, “whose presentation is of a mixed character, since they do not speak of everything in the form of myth.” Pherekid also distinguished between three basic elements: fire, air, water — which Chronos created from his seed, and which further break down into five parts (according to Gompertz: the spaces of stars, sun, moon, air and sea), from which supernatural beings, a new generation of gods, arise. These are the Okeanides, Ophionides, Cronides, demigod-heroes and demon-spirits. Ophionides personified the dark chthonic forces. They are led by the serpent Ophion. They oppose Zeus, who after a brutal cosmic war overthrows them into Tartarus. In this struggle Zeus was supported by the Kronids, i.e. the Titans led by Kron. Obviously, Pherekid’s conception is more reminiscent of Orpheus’ work than Hesiod’s Theogony. The Theogony of Pherekidus also shows similarities with Orphic theogonies, such as the Orphic Hymns (created parallel to the Homeric Hymns, with the same purpose and similar content, but in a particular, “Orphic” style of telling the story of the gods). Both the Pherekid and Orphic hymns depicted primordial serpents and eternal Time as a god who creates from his own seed through masturbation. Such Orphic aspects also appear in Epimenides’ Theogony. Pherekid probably influenced the early Orphicists, or perhaps he was influenced by an earlier sect of Orphic practitioners; more likely Pherekid acted as one of the first systematizers of Orphism and the classical Olympian religion into a unified whole.

    Like many other of the poets and “sages” of the early period, Pherekidus is considered to be the author of “gnomes,” i.e., short sayings of wisdom, which in fact turn out to be rural sayings, and are most likely attributed to all these authors much later. Several of the most interesting ones can be distinguished from those of Pherekid:

    • Whoever wants to be virtuous is partly already virtuous.
    • Stupidity, laziness and vanity forever go hand in hand.
    • The best is the enemy of the good.
    • If poverty is the mother of crime, laziness is its grandmother.
    • Idleness is the mother of all vices and diseases.
    • Patience and labor give more than power and money.
    • Trusting your intuition is the first condition for great endeavors.
    • Instinct and reason tear the soul in different directions.
    • Knowledge not born of previous experience leads to mistakes and unnecessary suffering.
    • The diamond is polished by the diamond, and the mind is polished by the mind.
    • Geniuses stand on the shoulders of titans.
    • He who does not appreciate eternal life does not deserve it.

    Pherekides was famous for predicting the fall of the city of Messenia in the war with Sparta, shipwrecks, and especially earthquakes. Allegedly, he could predict an earthquake three days before it started, by the taste of water from a deep well (it was recently discovered that before the earthquake in the underground water really changes the concentration of gases and isotopic composition of chemical elements). Interestingly, earthquakes could also predict Anaximander of Miletus, and the structure of his cosmogony, according to Damascus, reveals similarities with the cosmogony of Anaximander. Indeed, in both of them the firmament breaks up into a number of autonomous spheres. The sundial (heliotropion) supposedly made by Pherekidus, according to Diogenes of Laertes, “survived on the island of Syros” even in his time. Finally, Heracles is said to have visited him in a dream and told him to tell the Spartans not to value silver and gold, and on the same night Heracles is said to have told the king of Sparta to listen to Pherekides in a dream. However, many of these miracles were also attributed to other legendary philosophers, such as Pythagoras or Epimenides.

    Pherekides was highly honored by his contemporaries (especially the Spartans) for his purity of life; and a “ήρωον” (“heroic” shrine) was erected near Magnesia in his honor. He is also known for having advanced the doctrine of metempsychos (transformations of souls). According to Cicero: «As far as is known from written tradition, Pherekides of Syros first said that the souls of men are eternal.” In connection with this teaching, he abstained from meat food, which also brings him closer to the Orphic tradition. This is why he was considered the teacher of Pythagoras, as noted by Diogenes of Laertes. It is claimed that after the death of Pittacus, Pythagoras’ uncle invited Pherekides to move to Samos and become the young man’s teacher.

    There are many conflicting legends that supposedly tell of the death of Pherekides. According to one story, the Spartans killed Pherekides and skinned him as a sacrifice, and their king kept the skin out of respect for Pherekides’ wisdom. However, the same story was told about Epimenides. Claudius Elianus in his “motley tales” wrote the following about the demise of Pherekidus:

    “Pherekides of Syros ended his days in terrible agony: he was infested with lice. Since it was terrible to look at him, Pherekid had to refuse to socialize with his friends; if anyone came to his house and asked how he was doing, Pherekid would stick his lice-ridden finger through the door slit and say that his whole body was like that. The Delosians say that their god, in anger at Pherekid, inflicted this affliction on him. After all, living with his disciples on Delos, he boasted of his wisdom, and especially of the fact that, never having made sacrifices, he nevertheless lived happily and carefree, no worse than people who sacrifice whole hecatombs. For these impudent speeches God punished him severely.

    The bust of Pherecydes on his home island of Syros

    Acusilaus and Theagenes

    One of the earliest systematizers of Hesiod’s theology was the historian and compiler of speeches, Acusilaus of Argos (c. 590-525). Although he was of Dorian origin, he wrote in the Ionian dialect. He was sometimes counted among the list of the “seven sages.” He wrote the book Genealogies, a prose historical work, which, however, already in antiquity was considered by many to be not authentic; it has not survived to this day. As the author of genealogies, Acusilaus is mentioned in the Byzantine dictionary “Suda”. The source of his genealogies was, according to the “Suda”, some bronze tables, which his father found in the ground. According to Clement of Alexandria, the historical work of Acusilaus was a prose transposition of Hesiod’s verses (cf. the miracle-worker Aristeas of Prokonnesos), but Josephus Flavius notes that Acusilaus made numerous corrections to Hesiod’s genealogies. Pseudo-Apollodorus refers 9 times to the versions of Acusilaus, noting both similarities with Hesiod and divergences with him. From the theogony of Akusilai, according to Dils-Krantz, only 5 testimonies and three fragments have been preserved, which in addition contain contradictions. Thus, very little is known about the teachings of the sage. According to Eudemus of Rhodes in the transmission of Damascus, Acusilaus believed the original to be the unrecognizable Chaos, from which Ereb (male) and Night (female) emerged. From the union of Erebus and Night were born Aether, Eros and Metis, and from them — many other gods. According to Plato, Acusilaus followed Hesiod in saying that Gaia and Eros were born after Chaos. Another source states that Aksusilai called Eros the son of Night and Aether. Be that as it may, it is obvious that Acusilaus was another systematizer of Hesiod’s and Orphic theology.

    Much later lived another writer and philosopher, Theagenes of Rhegium (c. 550-490), known as the first explorer and interpreter of Homer’s poetry, and the first to engage with Hellenic diction. Theagenes employed an allegorical method in explaining Homer’s poems and myths, defending his mythology against more rationalist attacks, perhaps in response to criticisms of early Greek philosophers such as Xenophanes. It has also sometimes been claimed that Pherekides of Syros anticipated Theagenes. And here is what the late antique Neopythagorean Porphyry says about it:

    The account of the gods is utterly embarrassing and unseemly: the myths which he [Homer] tells of the gods are obscene. Some find justification against this charge in the manner of expression, believing that it is all told allegorically about the nature of the elements. For example, by the antitheses of the gods [the antitheses of the elements are allegorically expressed]. Thus, dry, according to them, fights with wet, hot — with cold, light — with heavy. In addition, water quenches fire, and fire dries up water. Similarly, there is an opposition [~ hostility] between all the elements of which the universe is composed, and they are partly subject to annihilation at some point, while the whole endures eternally. Their [the elements’] “battles” he [Homer] and sets forth, calling fire Apollo, Helios and Hephaestus, water Poseidon and Scamander, the moon Artemis, the air Hera, etc. In a similar way he sometimes gives names to the gods and to the states [of mind]: reason (φρόνησις) is named Athena, folly Ares, lust Aphrodite, speech Hermes, and assigns them to them. Such is this way of justifying [Homer] on the part of style; it is very ancient and originates with Theagenes of Rhegium, who was the first to write about Homer.

    If indeed Theagenes reasoned about Homer in this way, then this allegorism is already entirely philosophical in character. And when Pherecydes is compared to him, this is what is meant, that even in Pherecydes simple philosophical elements and forces were hidden behind the images of the gods. And here it is really difficult to say whether Theagenes was systematizing Homer’s theology, or was turning Homer’s poetry into pure philosophy of nature. But we can clearly see that taking a step from Homer to philosophy was not at all difficult even for the ancient Greeks of the archaic epoch.

    Systematizing the theology of Onomacritus

    Probably shortly before the death of Theocritus, a compiler of oracle predictions named Onomacritus (c. 530-480), who lived at the court of the Athenian tyrant Pisistratus, prepared an edition of Homer’s poems, where they were first systematized and divided into “books” on the principle we still use today (so Theagenes of Rhegium probably did his research afterwards). The historian Herodotus tells us that Onomacritus was hired by Pisistratus to put together the prophecies of Museus, but Onomacritus allegedly inserted false predictions of his own composition into the text. This forgery was exposed by Las Hermiones (teacher of Pindar and opponent of Simonides), after which Onomacritus was banished from Athens by Pisistratus’ son, the tyrant Hipparchus, but he later reconciled with Pisistratus. According to the report of Pausanias Onomacritus was the first Orphic theologian and poet. His predecessors may be considered Epimenides, Abaris, and other mystics, as well as the work of Pherekides. Next to Onomacritus, Zopyrus of Heraclea, Nikias of Eleia, and the Pythagoreans Brontinus and Kerkops are mentioned in a similar role. All of them were considered to be the compilers of such mystical poems.

    Onomacritus in the Orphic verses [believed the beginning of all things] to be fire, water, and earth.

    It is true that the fact that he was engaged in publishing a corpus of Homer’s works makes him something more than just another systematizer of Orphic theology. He may be considered a systematizer of all Greek theology in general.


    In later times of Hellenistic Greece and Rome, the works of Orpheus, Museus and Linus were considered to have been created by the hand of Onomacritus (well and prolific Onomacritus in this case, whose works are searched for by the score of dozens, and the sources show that these three authors also refer to each other, which required an elaborate hoax). Therefore, there is a high probability that Orpheus and Linus are a solid modernization. At least, for the sake of saving the honor of Parmenides, any researcher will defend this point of view to the last, and otherwise most of the major philosophers of pre-Socratics will turn out to be banal relayers of Orphism ideas, and it will devalue the whole “breakthrough” of future philosophers. Yes, of course, the stories about the “seventh day” look too much like Christianity, and all the above about Linus looks like a retelling of Parmenides or Empedocles — and one can decide that the author of the forgery knew Christianity and early Greek philosophy.

    So it is officially believed that the “Orpheus” available to us, as well as the familiar to us “Homer” — is a generation of the era of Pisistratus, i.e. contemporaries of Heraclitus and Parmenides. Hence the great number of similarities. There is also an interesting testimony that “Heraclitus and Linus defined the great year as 10,800 years”. It is impossible to prove that Onomacritus, Zopyrus, Heraclitus and Parmenides did not use the same source. Nor is it possible to prove that philosophers copied from court theologians, or vice versa, that court theologians copied from philosophers. Therefore, we assume that a common source from the time of Homer — could well exist. We shall proceed on the presumption of confidence in the sources, and moderately admit the existence of the philosophy of Linus and Orpheus, just as in the case of Mochus of Sidon. As to what this common primary source might have been, we assume it to be the generalized philosophical views of the Phoenicians, Babylonians, and Egyptians.


    In any case, Onomacritus’ writings became a boundary, a “slice” in the development of ancient Greek religion. It is quite possible that to this “slice” the philosophical concepts already known at that time were added, strengthening some aspects of the original religion. But it is highly unlikely that literally all archaic sources were written by a single deceiver. Thus, sages named Epimenides, Aristeas, Pherekides, Acusilaus, Theagenes, and Onomacritus (and maybe Zopyrus, Nicius, Brontinus, and Kerkops) became systematizers of the theology of Homer, Hesiod, and the Orphics. It is quite obvious that most of the Nine Lyricists, the Seven Sages, and the philosophers of the Canon— shared their views, though the further we go into the future, the less influence of theology and the more common are secularized views, especially among philosophers.

  • From Frankenstein to The Last Man: Mary Shelley’s Humanistic Ideas

    From Frankenstein to The Last Man: Mary Shelley’s Humanistic Ideas

    When we talk about English Romanticism in the 19th century, everyone thinks of Byron and his friend Percy Shelley. However, among the lesser-known authors of this period, there were masterpieces that are known to everyone today. One of the most striking examples is Frankenstein by Mary Shelley, Percy’s wife. Despite the popularity of the image of Frankenstein’s monster, Mary’s name is little known among the famous authors of the nineteenth century. Thanks to cinema, Frankenstein is perceived as a story about a monster and the triumph of science. In fact, this is a misconception, and Mary’s novel is underestimated, just as she is underestimated. The philosophical issues that run through her work raise more significant questions than the works of her famous contemporaries. In this article, we will try to recreate the true meaning of her novels and consider Shelley’s work beyond the monster story.

    Mary Shelley’s work is a transitional phenomenon that contains specific features of English Romanticism, which are determined by the peculiarities of the socio-economic situation in English society. The Industrial Revolution, and especially the introduction of steam engines, led to the rapid growth of cities and the destruction of entire sectors of the old craft economy. Such dramatic changes greatly exacerbated social problems. Thus, a real «army of the unemployed» emerged, and the overcrowding of cities created such demographic pressure that newly arrived citizens were forced to cram into small barracks in unsanitary conditions. Needless to say, this led to an increase in mortality and a growing gap between the rich and the poor. And this is not to mention the fact that, as a result of the state policy of supporting local landowners (i.e. aristocrats), England had the most expensive bread in Europe. As a result of these problems, the intellectual environment of England began a critical review of the attitude to the prospects of social development and scientific and technological progress that had been formed in the eighteenth century. This explains the moderation of the ideas of the English Enlightenment.

    In part, it was this crisis of Enlightenment ideology that gave rise to the Romantic worldview. However, the late English Romantics (at least those in Byron’s circle, including the Shelleys) remained to some extent faithful to the traditions of the previous stage in literature, which allowed them to combine past and new trends in their work.

    Mary Shelley’s most famous work was the novel Frankenstein or a Modern Prometheus (1818), which was highly praised by Byron and Walter Scott. At the same time, the works written later show that Mary Shelley’s talent developed gradually. Thus, the novel «The Last Man» (1826), numerous articles and reviews reflect the writer’s active participation in contemporary literary controversies. «Valperga» (1823) and «Perkin Warbeck» (1830), written in the genre of historical novel, very popular in the early nineteenth century, follow the traditions of Walter Scott. The novels Lodore (1835) and Faulkner (1837), created later, reflect the processes that took place in the 1830s in British literature — the movement from Romanticism to Victorianism. Mary Shelley’s works are a vivid example of the literature of this transitional period, and this partly explains their content.

    Bust of Mary Shelley, sculptor Camillo Pistrucci, 1843.

    The novel The Last Man (1826) emphasizes Mary Shelley’s transition to a new level of creative maturity. In addition, there are semantic and artistic similarities with her novel Frankenstein. Both of these works personify myths: «Frankenstein is the myth of «creation,» and The Last Man is the myth of «destruction.» Although they are different in essence, certain connections can be found in them. This concept is reminiscent of the poetry of Byron, whose poems also echo «creation» and «destruction,» namely, the poem «The Darkness» (1816), in which humanity dies by giving up the struggle, and the poem «Prometheus» (1816), in which humanity continues to struggle despite the hard struggle and high price.

    Unrelated in plot, Shelley’s novels resonate on different levels. The first novel, as we said earlier, is an interpretation of the myth of «creation.» The failure of Frankenstein’s daring attempt shows the inability of man to equal God as a creator. In The Last Man, the failure of man as a creator is transformed into the powerlessness of man in general. Thus, the myth of creation turns into a myth of destruction. If the demon created by Frankenstein can still be called a «failed Adam,» then Lionel Verneuil, the protagonist of The Last Man who survived the epidemic, wanders the devastated earth as an «Adam in reverse.» And if Byron’s pessimistic poem was followed by an optimistic poem, Mary Shelley’s novels develop the theme in the opposite order, the plot of destruction completes what was already started in the not-so-optimistic story of creation. Unlike Byron, here we see gloomy prospects in general.

    The peculiarity of these novels is Mary Shelley’s ideological and philosophical polemics with both past generations of authors and contemporaries. This is most noticeable in the novel The Last Man, which rethinks the ideas of the Enlightenment and Romanticism in an ironic way. The polemic is supported by philosophical and social motives, primarily the themes of human loneliness and the limitations of science. Thus, Frankenstein’s voluntary and selfish alienation from society is reflected in Verneuil’s story. He loves his loved ones, does his best to be useful, but just like Victor Frankenstein, he is powerless to save other people. In addition to this plot similarity, both novels open with epigraphs from John Milton’s Paradise Lost.

    In both cases, we can speak of an «open» ending that leaves room for the reader’s imagination. This allows us to interpret Frankenstein and The Last Man as part of a philosophical dilogy. It is worth talking about all these similarities, as well as differences, in more detail to see how Mary Shelley’s work refracts the entire worldview of her era.

    The image of Prometheus and the tragedy of the enlightened mind

    The full title of the novel, Frankenstein, or the Modern Prometheus, directly refers to the myth of Prometheus, whose influence is clearly seen in Mary’s work. The image of Prometheus as the personification of the titanic struggle of man was actively used in romantic literature, and the myth of him inspired the greatest authors of the eighteenth and nineteenth centuries. For the English romantics who turned to the story of Prometheus-Byron (whose poem was mentioned above), Percy and Mary Shelley-the main source of inspiration was the tragedy Prometheus Chained, attributed to Aeschylus. At the same time, there are significant differences in the interpretation of this story among the above-mentioned authors. Firstly, Percy Shelley and Byron choose the poetic form of presentation, while Mary Shelley chooses the prose form. Secondly, in Byron’s poem «Prometheus» as well as in Percy’s lyrical drama «Prometheus Unbound» the myth of the titan performs a plot-forming function; while in Mary Shelley’s novel, the image of Prometheus turns into a metaphor, and only the plot scheme remains from the myth. This scheme is difficult to recognize without the subtitle «Modern Prometheus.»

    The cover of the 1831 edition, a drawing by Theodor von Holst. It is perhaps the first image of Frankenstein’s monster.

    Mary Shelley borrowed the name «Modern Prometheus» from Anthony Shaftesbury, who used it in his works The Moralists (1709) and A Counsel to the Author (1710). It turns out that, contrary to conventional wisdom, the interpretation of the image of Prometheus was used much earlier than the Romantics. At the same time, if for Byron and Percy the images of rebellion and the struggle against enslavement are important as such, Mary Shelley uses the theme of rebellion to develop the motif of creative burning and the severe torment associated with the process of creation itself. To ensure the internal movement of the novel about Frankenstein, Mary Shelley combines the myth with the motifs of the legends of Dr. Faust, the creation of the Golem, the biblical stories of Adam and the fall of Satan, as well as with their literary treatments, primarily Milton’s epic Paradise Lost.

    The peculiarity of the philosophical atmosphere of the era was that the science-centered position was replaced by a new, romantic philosophy. All of this makes Mary Shelley’s novels quite peculiar, as they are largely related to scientific topics.

    Like other romantics, Mary criticizes the theory of the omnipotence of the human mind, which cognizes the laws of nature in order to become its master, as well as the idea of the need to rebuild the world, the ability to penetrate the secrets of the universe and rationally explain everything in it. In the novel Frankenstein, the irony of life makes the human mind turn against itself.

    Victor Frankenstein, like Prometheus, created a new life; however, the triumph of the human mind is not unquestionable. The scientist’s creation cannot find its place in human society, becomes violent and, like Cain, commits his «first» crime. The first victims of his destructive power are those who are particularly close to Frankenstein: his brother, best friend, and young wife. This is how the motif of destruction is woven into the creation myth from the very beginning.

    By lifting the veil of secrecy, romantic heroes isolate themselves from the world of people (this motif is already characteristic of the late Enlightenment, for example, the novels of William Godwin). A researcher named Walton and Victor Frankenstein are guilty of abandoning their loved ones, simple human relationships, for the sake of their discoveries. The tragedy lies in the incompatibility between the limitless possibilities of man and the requirements and rules dictated by life in the real world and society, which leads to loneliness and despair. It is not the materialization of the scientist’s idea that is destructive, but the idea itself, which has no moral basis. Thus, in the novel Frankenstein, the theme of cognition, the thirst for a holistic explanation of the world and man, turns into a philosophical problem and an open polemic with the rationalist ideology of the Enlightenment. This controversy was an integral part of Romantic philosophy; it can also be interpreted as an awareness of the contradiction between theory and real life, which goes beyond theory.

    This is not only about the image of scientists; Mary tells us that any idealistic scheme detached from life leads to tragic consequences. Therefore, on the other hand, she criticizes the idealism of her husband Percy Shelley. She believes that a person is unable to achieve an ideal, to realize a great idea in the material world and by material means. Walton cannot reach the pole because of the weakness of his sailors. Frankenstein’s creation cannot compare to God’s creation because the scientist creates it from disgusting pieces of dead matter. Consequently, the Demon’s sincere desire to win human affection also remains unreciprocated, as he is a grotesquely ugly material embodiment of a great idea. Everyone will be better off if people remain human. Mary Shelley acts as an enlightenment activist who seeks the unity of man and nature. But the question arises: what is human nature? And Shelley tries to answer this question by denying its individualistic nature. One of the main tragedies of the enlightened mind is its loneliness.

    Social motives against enlightened individualism

    The image of the Demon appears as an artistic embodiment of a whole range of philosophical ideas. In full accordance with the theories of the French Enlightenment and John Locke, the creature born as a result of Frankenstein’s experiments is a «Tabula rasa» (blank slate). Just like his creator and Robert Walton, the Demon himself strives for one thing: «cognition,» which always begins with cognition of itself. He cognizes the world through the simplest sensations (hunger, thirst, cold, loneliness) and reaches out to people, wanting to find warmth and love. However, it is not these simple sensations that define the character of the Demon, but rather a more complex sensory experience, that is, the social relations given to us in our senses. Here Mary Shelley seems to be telling us that human character is largely determined by society. It is the cruel attitude of the environment that generates hatred and a thirst for revenge in the Demon; the cause of evil lies not only in the very nature of the Demon as an individual. Thus, the theme of sinfulness and virtue turns out to be closely related to the theme of man in society and in solitude. The loneliness of the Demon in the novel is not psychological but social, in line with the philosophical tradition of William Godwin and Thomas Paine.

    The theme of loneliness is perfectly emphasized by the story of the Demon’s spiritual development, which was determined by the three books he found in the forest. The motif is akin to a «robinsonade». Thus, from The Sufferings of Young Werther he learns about the experiences available to the human soul. Plutarch’s «Lives» help the Demon to look at people in a historical and social context. «Milton’s Paradise Lost is a metaphysical reality that encompasses the human world. Familiarity with this work prompts the Demon to compare himself to both Adam and Satan.

    The motif of the unity of opposites plays a major role in understanding the relationship between Frankenstein and the Demon. Frankenstein and his creation are two sides of the same coin; they cannot exist without each other. The scientist and the creature he created are interdependent and clash in an insoluble contradiction. Initially, the Demon seems to be the personification of the dark side of Frankenstein’s soul, its symbol that has come to life. Gradually, Frankenstein identifies his creation more and more with himself, as evidenced by the fact that he takes responsibility for the deaths of his loved ones. Toward the end of the novel, the roles change: The demon begins to call himself the master of his creator. After Elizabeth’s death, the climax comes: Frankenstein finally forgets about the arrogance that put him alongside Prometheus. Like his own creation, he embarks on a path of rage and revenge. Creator and creation become inseparable, and in their common fall they are likened to Satan.

    The gloomy atmosphere of Frankenstein makes Mary Shelley’s novel similar to Byron’s romantic poems and dramas, rather than Percy Shelley’s utopia. Frankenstein can be compared to Manfred: they do not deny the importance of reason and are thinkers who, despite the catastrophe, believe in progress and the victory of humanity over the unknown. In Mary Shelley’s novel, there is a motif similar to Byron’s 1821 novel Cain: the fate of the monster created by Frankenstein, who embodies all the injustice of the existing world, which turns good into evil. At the same time, Mary Shelley polemicizes with Byron: unlike Manfred and other characters of Byron, after a long and difficult journey, Frankenstein realizes before his death that it is a human duty to feel connected to humanity.

    «The Eruption of Vesuvius» by Joseph Rebel, circa 1820.

    The motive of the disaster, science and egoism against nature

    The theme of the duality between the «natural» and the «man-made,» which Shelley emphasizes, was very important for most Romantics and for philosophy in general. This theme affects such a feature of Romantic literature as the motif of catastrophe. This motif is of great importance and manifests itself in various spheres of scientific and cultural life, which is embodied in Shelley’s novel The Last Man.

    As an example, we can consider the scientific work of Georges Cuvier, who in 1812 developed the theory of catastrophes, according to which changes in the living world occur under the influence of events that lead to the mass extinction of organisms. In the previous literary tradition, the motif of catastrophe was closely intertwined with images of nature and revolutionary change. In the late eighteenth and early nineteenth centuries, European society had three main views on the relationship between nature and revolution. After the events of 1789, the revolution was likened to the renewing power of nature, and nature was perceived as a benevolent ally of the revolution, which needed a general renewal, after which a new, happy era would begin. This view was reflected in the creation of a new revolutionary calendar in France.

    Later, after the disappointment with revolutionary terror, nature began to be perceived as a safe haven in which to relax from the stormy social life (supporters of this idea were, for example, François-René de Chateaubriand and his works Atala and René, and the late poetry of William Wordsworth). At the beginning of the nineteenth century, the connection between nature and revolutionary transformations became a metaphor, and pictures of social utopias gave way to apocalyptic pictures of the collapse of empires and the dying of civilizations. Nature is no longer a safe haven, but becomes hostile to humans. In the 1800s and 1820s, a number of works of literature and painting appeared, the subjects of which were disasters or natural disasters (for example, de Granville’s novel Omegar and Siderea, Byron’s poem The Darkness, Thomas Campbell’s poem The Last Man, and Thomas Hood’s poetic short story of the same title).

    In her novel The Last Man, Mary Shelley depicts the death of humanity at the end of the 21st century from a plague pandemic. As a rule, authors of the Romantic era break the previous tradition in which the death of people was a punishment for sins. For the Romantics, humanity’s movement toward death is causeless and inevitable. In Mary Shelley’s novel, the causes of the pandemic are also not specified. However, it can be assumed that there are at least two: the first (external) is the symbolic revenge of the East for the West’s desire to finally conquer it. Hadrian’s dreams of a brighter future for all people on earth are close to the enlightenment concept of universal equality, and an ironic reinterpretation of this concept is embodied in the motif of a deadly disease that equates all people in need. The second (internal) cause of the pandemic is the tragedy that occurred in Verneuil’s family. Mary Shelley used a technique common in the Romantic era: the desire to embody the inexhaustibility of an object (the universe and eternity) in a form that claimed to reproduce only its individual aspects. A misunderstanding between a young man and a young woman (Adrian and Evadne) becomes the «seed» from which a universal catastrophe grows.

    The novel The Last Man, like Frankenstein, is romantic in its essence, but it contains a critique of romanticism. Mary Shelley destroys readers’ expectations by ironically rethinking the usual romantic categories and shows how untenable they are in the face of a global catastrophe.

    Thus, the human imagination, which in Percy Shelley’s aesthetics appears as the greatest creative force, leads Mary Shelley’s characters only to deceptive illusions: throughout the novel, none of the characters’ hopes are destined to come true. Art turns out to be helpless — the characters of the books and the marble sculptures of Rome and the Vatican are unable to replace Lionel’s deceased loved ones. Nature, according to Mary Shelley, is also not kind to man. At the beginning of the novel, Cumberland’s pastoral descriptions only emphasize the wildness and ignorance of young Lionel and Loss (Lionel’s sister). With the outbreak of the pandemic, warm winters contribute to the spread of the disease, and the beauty of the landscapes, which embodies nature’s indifference to humanity, becomes an evil mockery of people.

    The results of social progress are also unsuccessful. The society of the future in Mary Shelley’s novel, according to the theories of William Godwin and Percy Shelley, has come much closer to the ideal of reason. States still exist, but the English king voluntarily abdicates, class distinctions are largely resolved, poverty and disease are systematically eradicated, and, by all indications, the Golden Age is about to arrive. In describing the pandemic, Mary Shelley uses the same technique as Daniel Defoe in Diary of a Plague Year: she sets up an experiment to show how well a developed society can cope with a universal disaster. Like Defoe, Mary Shelley tells about many human destinies, unfolding many scenes in front of Verneuil (the story of Juliet, the story of Lucy, the story of an old peasant woman, the story of an army of marauders, etc.) Just as in Diary of a Plague Year, the novel shows the best and worst manifestations of human nature in the face of disaster.

    However, unlike Defoe, Mary Shelley holds a pessimistic view of the possibilities of society, again converging with Byron’s position. The novel presents various variants of social organization: hereditary monarchy (represented by Adrian), the republican rule of Raymond, the democratic rule of Ryland, theocracy under the leadership of the false prophet, and anarchy embodied by looters from America and Ireland. In the face of the horrors of the pandemic, all forms of social organization are powerless.

    None of the novel’s characters is destined to realize the romantic concept of human personality development, according to which the hero, moving to a new stage of development, acquires power. Verneuil, after meeting Adrian, becomes an educated and civilized man, but in the novel’s finale he has to return to the skills he acquired in his youth, when he was just a poor shepherd. Raymond is a hostage to his passions, and loses first his power and then his life. Adrian is able to use his strength and wisdom only when it is too late. Once again, reason is inferior to nature, as the failure of Victor Frankenstein had previously shown.

    A spark of optimism amidst the gothic atmosphere

    Many scholars call Frankenstein a Gothic novel because it contains supernatural elements. The supernatural aspect of the plot in the «Gothic» novel is important for refuting the former enlightenment ideal of Reason and remains only a preparatory step to understanding the complex interdependence of the rational and the emotional, the cognizability and unknowability of the laws of existence. In Mary Shelley, the theme of cognition of the world and man turns into a complex philosophical problem, a new concept of the world that was not present in either the Enlightenment or the Gothic novel. According to this concept, a person does not always achieve positive results in his or her actions, even if he or she is guided by reason and belongs to the «third» state of society. He is not a toy of supernatural forces, and his misfortunes are caused by his mistakes. Thus, the fate of the world depends on the mistakes of individuals who overestimate their own strengths and capabilities. At the same time, Mary Shelley uses the aesthetics of «gothic» novels in certain episodes of her works to create a tense atmosphere and attract the reader’s attention.

    I would like to point out that Frankenstein is not based on science, but on metaphysics and the occult; Frankenstein strives not so much for scientific discovery as for alchemical immortality. Secondly, the novel shows how the human mind turns against itself in its quest to reach the heights of science and unravel the greatest mystery of nature. The power of the current is only a tool of the modern Prometheus, a way to revive the Monster, an impetus for the development of further conflict. In the novel The Last Man, the action is moved to the distant future. In this future, everything necessary for life is produced by machines, and people travel by aeronautics. However, these realities are only a background for the events taking place, and the life of the people of the imaginary twenty-first century is not particularly different from that of the contemporary writer. It follows that, although the novels contain elements of conventionality and fantastic plots, the fantastic nature of the novels is a feature of romantic aesthetics and is not so much scientific as mythological.

    Unknown woman, formerly known as Mary Shelley by Samuel John Stump, 1831

    Of course, Mary Shelley was not a specialist in the exact sciences, but she, like Percy Shelley, read a lot and had an idea of advanced ideas and the latest theories. She herself claimed that one of the sources of inspiration for Frankenstein was Shelley’s and Byron’s conversations about the achievements of Erasmus Darwin and Luigi Galvani.

    All of this makes Mary Shelley seem more pessimistic than Byron, but because of the open-ended ending in Frankenstein, readers can only guess at the fate of the Demon. The outcome of Verneuil’s efforts to find the survivors of the pandemic is also unknown. As a result, the world and human beings are understood as an unrealized possibility, something incomplete that emerges and is created continuously. Romanticism is characterized by the poetics of fragmentation and the ineffable, which may imply the presence of an open ending in a work. At the same time, Verneuil’s desire to sail to new shores (he is going to leave Europe and sail to Asia and Africa) is perceived as an attempt to unite the microcosm and macrocosm.

    At the same time, when discussing the composition of The Last Man, its end and its beginning are combined: is Verneuil truly the Last Man, if one does read about him? The story told in Verneuil’s name is only a prophecy written on the leaves found in Sibyl’s cave. The function of the «Author’s Introduction» is to simultaneously «deconstruct» and «reconstruct» the existing world. This is manifested on two levels at once. On the one hand, Mary Shelley selects a part from the pile of leaves — what she considers necessary — and deciphers the writings, speculating and creating a coherent story. On the other hand, the story of the end of civilization that the reader is introduced to does not exclude the possibility of change for the better, as the origin of the text suggests that Verneuil’s story is a parable, a warning to humanity.


    Reading Frankenstein and especially The Last Man, it is very evident that Mary Shelley is in dialogue with many writers, both past and present. Ancient myths, Homer, Aeschylus and Sophocles, the Bible, works of Renaissance and Enlightenment authors, classicists and the works of her contemporaries, especially William Wordsworth and S.T. Coleridge, and the Gothic novel itself are important to Mary Shelley, as well as to most English authors of the Romantic era. The works of William Godwin and Mary Wollstonecraft, the poetry of Percy Shelley and Byron, as well as sources related to the natural sciences had a significant influence on her work. Thus, Mary Shelley deservedly takes her place among the most important figures of the English Romantic literary movement, not inferior to her husband and his equally famous friends. And her talent is not limited to the popular Frankenstein.

  • The scale of the catastrophe for ancient literature

    The scale of the catastrophe for ancient literature

    Author of the text: Friedrich Hohenstaufen
    Written in 2018

    Russian and Ukrainian versions

    Not everything of ancient literature has survived, it is a well-known fact; and even the little that has survived has not always been preserved in its complete form. We know a great many names of ancient authors from whom we have not a single line; but even of those authors whose works have survived and are considered “classics” today, in most cases not everything has survived. Thus, of the numerous poets in the genre of Greek tragedy known to us today by name, only three of the most prominent — Aeschylus, Sophocles and Euripides — have survived as complete works; at the same time, only 7 (or 7.8%) of the 90 plays of Aeschylus have survived in full, 7 (or 5.7%) of the 123 dramas of Sophocles, and 19 (or 20.7%) of the 92 works of Euripides. In total, out of 305 plays by only three authors, albeit extremely talented, only 33 works, or 10.8%, have survived. And this is with such prominent names! One can only imagine how many thousands of plays were written by their lifetime contemporaries alone.

    The same applies to the comedy genre. Of the 40 works of the famous comedian Aristophanes only 11 plays (or 27.5%) have survived. This is a very large index of preservation, against the background of tragedians, but the fact is that Aristophanes is the only comediographer in general anyhow preserved, while by name we know at least two more of his contemporaries, which later Alexandrian criticism put on a par with Aristophanes, and sometimes even higher. But even the recognition of the critics left no chance of preservation for them.


    Already here it would be worth suspecting that if the famous people have reached our times in such a bad condition, it means that the “average situation in the ward” was much worse. According to approximate calculations, we know the names of about 2000 authors who wrote in Greek before 500 AD (before the conditional fall of the Western Roman Empire). And these are only the known ones! At least in some form, the texts of 253 of them (or 12.7%) have been preserved, and those, for the most part, are fragmentary, in quotations or extracts. So often there is not even a page of text. Similarly, we know the names of 772 Latin-speaking authors who lived before 500, but the texts of only 144 of them (18.7%) have survived. Taken as a whole (397 out of 2772 authors), this is only 14.3% of the potential for ancient literature. It should be borne in mind that this calculation is based on the names of authors; and as we have just seen, on the example of the four largest authors, even they were preserved by about 10-15%, what to speak of secondary authors, from which there are only a few passages or nothing at all?

    Let’s assume for example, although it is not true, that 10% of their written heritage would have survived from each author; even this extremely insignificant value would have amounted to 3.6% of the total amount of literature that could have reached us. And that is only if all the authors had been preserved with the same zeal with which Sophocles was preserved. But, since the minor authors were preserved so poorly that simply nothing has survived from them, it is safe to assume that only of the known names of authors and the titles of their works, +/- about 1% of the entire heritage has survived from antiquity to our time; and how many authors remained completely unknown even by name — we can only guess.

    More striking examples: Menander — the most famous comedy writer of antiquity during the so-called “Hellenistic” period, an incredibly popular author even in late Rome — but by the end of the 19th century he was already considered completely lost. Even after the incredible discoveries of the 20th century, only 7 of his 108 comedies have survived, of which most have survived about half, and only one comedy, “The Misanthrope” has survived in its entirety. Just one comedy out of 108 works! And this is the most popular author in antiquity. No less popular in his time philosopher Epicurus — wrote about 300 works, and from them only 3 letters and a hundred small excerpts have survived. Chrysippus — a Stoic philosopher, of whose 705 works not a single one has survived (although the excerpts will accumulate to 2-3 books in the format of ancient sizes). The same Democritus, whose collection of works existed in the first centuries of the Empire, a century after the last mention completely disappears. And similar situations can be counted in dozens! Only a small part of the list is available, for example, on Wikipedia.

    Antique Libraries

    The number of libraries in antiquity was also quite large. The largest in the ancient world was the well-known Library of Alexandria, which included, according to various estimates, from 400,000 to 700,000 scrolls, mostly in Greek. Some modern scholars believe this number is overestimated and give another estimate — from 10 to 50 thousand scrolls. But even this figure looks quite impressive. The needs of intellectuals for books led to the transcription of at least 1100 scrolls a year (which means 50 years of work to reproduce the scale of the Library of Alexandria alone, and that is underestimated).

    The volume of Latin literature was apparently comparable to the scale of the Greek world. In Rome, closer to the 3rd century AD there were large state public libraries supported by the emperors. There were 28 such libraries in all; each had two sections, Latin and Greek. And that’s not counting the numerous private libraries. One of the last mentions of public imperial libraries can be found in the edict of Emperor Valentus from 372 “On Antiquaries and Keepers of the Library of Constantinople”. The edict appointed four Greek and three Latin specialists in the restoration and copying of ancient books. In the capital of the eastern part of the empire, i.e. Constantinople, even in the fifth century, on the eve of the collapse of the west and the invasion of Atilla, the imperial library included 120,000 books. But the problems began after the so-called “Crisis of the 3rd century”. The decline of interest in scholarship and libraries in 4th century Rome was witnessed by Ammianus Marcellinus, who stated that “libraries are like cemeteries”. The civil wars of the late Empire and the barbarian invasions of 410 and 455 seriously damaged Roman libraries. According to a single mention by Sidonius Apollinaris, bishop of Gaul (Ep., IX, 16), one of the Roman imperial libraries was still functioning in the 470s, the last years of the Western Roman Empire. As a result of this desolation and the cessation of interest in the sciences, by the sixth century — by the time of Cassiodorus’ work — books had already become rare in Italy.


    It is a little more difficult to determine the scale of private libraries, since tradition has preserved only occasional names of owners of large book collections. The size of these collections was sometimes exceptionally large, and could be compared to the libraries of the capital: a certain grammarian Epaphroditus (mentioned in the “Judgment”) compiled a library of 30,000 scrolls. The collection of Tirannion (Strabo’s teacher) was about the same size. At the beginning of the 3rd century AD, the physician Serenus Sammonicus collected 62,000 scrolls, and his son gave them to the younger Gordianus. Such libraries are quite comparable to the legendary libraries at Pergamum and Alexandria. But only one single integral library has survived to our days — in a villa in Herculaneum; and it stored, according to different calculations, from 800 to 1800 scrolls, mostly Greek and related to the philosophy of Epicureanism.

    I.e. in the 3 private libraries mentioned above alone there was about 100 times more material than in the extant Herculaneum (about the same 1% preservation rate), which even so is considered an incredibly valuable find, with many fundamentally new sources. And how many other private libraries existed that we don’t realize existed? And how many more of the 28 public imperial libraries kept? Of course, the same editions must have been frequently repeated there, and yet the scale of the loss is quite estimable.

    Materials and Causes of Disappearance

    As can be seen from what we have said above, the centuries-long literary production of antiquity was very large, and the works that have survived to us in their entirety constitute a tiny part of it. The decisive role in this process played not only a simple historical accident. An ancient book could not lie for centuries due to the fact that the writing material was Egyptian papyrus, starting from the VII century BC. In the climatic conditions of Europe, papyrus scrolls wore out rather quickly: already in antiquity it was considered that a book-scroll older than 200 years was a great rarity. By the II-I century B.C., animal skin parchment began to compete with papyrus; but the parchment book (the so-called “codex” in the familiar book form) displaced the papyrus scroll only during the transition to the Middle Ages. In its bulk, the composition of the surviving monuments is the result of successive selections made (both in antiquity itself and at the beginning of the Middle Ages) by a number of generations who preserved from the literary heritage of the past only that which continued to arouse interest. An antique text written on papyrus could be preserved only if it was copied from time to time. And what is characteristic, monuments of ancient pagan culture were transcribed on papyrus scrolls, and new — Christian books were written on parchment codices. This created additional conditions for pagan knowledge to gradually disappear, even without any barbaric burnings. This point is also interesting because we can overestimate the negative influence of Christianity in the times of IV-VII centuries, when papyri, which had already decayed by the time of the Renaissance, could still be in circulation.

    According to Italian finds, codices were not yet widespread until the 3rd century A.D., when the crisis came. But somewhere from the year 400, the codex became the only form of book, and up to the year 800, there was a gradual increase in the number of books produced. Just in the period from 400 to 800 most of the manuscripts had religious content; and in the sixth and seventh centuries secular works were probably not copied at all. The originals had decayed, and as a result, when interest in ancient literature began to return in Christian Europe, it was already hard to find. A study of Codices Latini Antiquiores conducted in the 20th century found, among other things, that not a single complete Latin manuscript created before the middle of the 4th century has survived. Only fragments, mostly papyrus, found as a result of archaeological excavations have survived. Works unpopular in the fourth to fifth centuries (including Christian works) have been largely lost.

    In some cases, works that were lost in antiquity may have survived by chance; finds of this kind have begun to appear since the 19th century in connection with the discovery of papyri in Egypt (Aristotle’s «Politics of Athens» was discovered in this way). In the last 50 years, a large number of papyrus fragments from the Hellenistic and Roman eras have been discovered here; most are documents, letters, etc., but some contain literary material. Although there are very few scrolls with complete works among these papyri, and they are usually insignificant scraps, the papyrus finds are every year enriching our knowledge of ancient literature, especially in those areas that suffered from Late Antique selection. But what is particularly characteristic is that the increment of material delivered by the papyri relates almost exclusively to Greek texts; works of Roman literature rarely reached southern Egypt. And this illustrates once again the fundamental nature of the Latin-Greek division of the Empire itself.


    With regard to fiction, the selection made in late antiquity was based mainly on the needs of the school, which taught literary language and stylistic art. The school for its own purposes selected the most outstanding writers of the past, and preserved their works, but usually not in the form of a complete collection of works, but only individual works, the best examples. In this “selection” from the classics of literature, certain branches and even whole epochs could fall out of the sphere of school interests, and this circumstance strongly affected the composition of the extant monuments. Greek lyrics, the literature of the Hellenistic period, and early Roman literature suffered particularly.

    The amount of what was lost increased with the centuries, especially due to the sharp decline in the cultural level during the demise of ancient society. Meanwhile, it was this era, when papyrus scrolls were transcribed onto parchment, more durable in European conditions, that was crucial to the continued preservation of the monuments of ancient literature. The antique texts that survived in the first centuries of the Middle Ages have overwhelmingly survived to our time, as interest in them began to grow considerably from the 9th century AD. But even here, however, not all is well. For example, the “Library” of Patriarch Photius (IX century) contained abstracts of 279 works, but almost half of them have not reached our days. Therefore, let us repeat our conclusion once again: we can safely consider that only of the known names and titles of the works of antiquity have reached us +/- about 1% of the entire heritage; and how many authors remained completely unknown even by name — remains only a guess.